BrokerCheck is a free tool to research the background and experience of financial brokers, advisers and firms.
BrokerCheck helps you make informed choices about brokers and brokerage firms-and provides easy access to investment adviser information.
BrokerCheck tells you instantly whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds and more), offer investment advice or both.
BrokerCheck gives you a snapshot of a broker’s employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints.
Check here: BrokerCheck – Find a broker, investment or financial advisor (finra.org)
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